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More - John Nester Quotes

If someone handed [you] a scalpel, that doesn't mean you're qualified to do surgery. - John Nester Quotes

If someone handed [you] a scalpel, that doesn't mean you're qualified to do surgery.

Large firms must guard against identity-theft schemes at any point of contacts with customers. - John Nester Quotes

Large firms must guard against identity-theft schemes at any point of contacts with customers.

We obviously always urge people to do their research. If you hear it on TV, it doesn't make it true. Watching TV is not research. You need to independently corroborate information you hear about a company's prospects. - John Nester Quotes

We obviously always urge people to do their research. If you hear it on TV, it doesn't make it true. Watching TV is not research. You need to independently corroborate information you hear about a company's prospects.

As we are required to, we are always discussing the appropriate threshold, but there are no discussions to actively change it. - John Nester Quotes

As we are required to, we are always discussing the appropriate threshold, but there are no discussions to actively change it.

They're out there every day on the message boards, - John Nester Quotes

They're out there every day on the message boards,

When you get it up to the mass media, that elevates it up to a much wider level. It casts it to a much wider net of people who can get ensnared. - John Nester Quotes

When you get it up to the mass media, that elevates it up to a much wider level. It casts it to a much wider net of people who can get ensnared.

Media

We are pleased with the court's order. - John Nester Quotes

We are pleased with the court's order.

Soft dollars have potential benefits and downsides for investors. The commission has been working to limit the downsides while preserving the benefits, one of them being research. - John Nester Quotes

Soft dollars have potential benefits and downsides for investors. The commission has been working to limit the downsides while preserving the benefits, one of them being research.

The SEC has taken steps to continually enhance its examination oversight, ... Most importantly, the SEC is seeking to utilize its valuable, limited resources in the most effective manner by focusing on the activities and firms that pose the greatest risks of compliance failures that could harm investors. While the SEC can't examine every firm, we're seeking to maximize the efficiencies and benefits of our examination oversight. - John Nester Quotes

The SEC has taken steps to continually enhance its examination oversight, ... Most importantly, the SEC is seeking to utilize its valuable, limited resources in the most effective manner by focusing on the activities and firms that pose the greatest risks of compliance failures that could harm investors. While the SEC can't examine every firm, we're seeking to maximize the efficiencies and benefits of our examination oversight.

The SEC has taken steps to continually enhance its examination oversight. Most importantly, the SEC is seeking to utilize its valuable, limited resources in the most effective manner by focusing on the activities and firms that pose the greatest risks of compliance failures that could harm investors. While the SEC can't examine every firm, we're seeking to maximize the efficiencies and benefits of our examination oversight. - John Nester Quotes

The SEC has taken steps to continually enhance its examination oversight. Most importantly, the SEC is seeking to utilize its valuable, limited resources in the most effective manner by focusing on the activities and firms that pose the greatest risks of compliance failures that could harm investors. While the SEC can't examine every firm, we're seeking to maximize the efficiencies and benefits of our examination oversight.

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