I think what we have here now is a very significant set of rules, ... I think the Commission has made it clear we will act on these rules tomorrow, but these additional inquiries we're doing will help us find out if we need additional actions. - Annette Nazareth Quotes
I think what we have here now is a very significant set of rules, ... I think the Commission has made it clear we will act on these rules tomorrow, but these additional inquiries we're doing will help us find out if we need additional actions. Annette Nazareth
 

More - Annette Nazareth Quotes

it's appropriate and reasonable for prosecutors to use their discretion, particularly when the legal standards are under review for possible change. E-mail evidence has formed the evidentiary record for many SEC enforcement actions in recent years, made possible largely because our regulations require broker dealers to keep certain required records. - Annette Nazareth Quotes

it's appropriate and reasonable for prosecutors to use their discretion, particularly when the legal standards are under review for possible change. E-mail evidence has formed the evidentiary record for many SEC enforcement actions in recent years, made possible largely because our regulations require broker dealers to keep certain required records.

Annette Nazareth

 
it's appropriate and reasonable for prosecutors to use their discretion, particularly when the legal standards are under review for possible change. Email evidence has formed the evidentiary record for many SEC enforcement actions in recent years, made possible largely because our regulations require broker dealers to keep certain required records. - Annette Nazareth Quotes

it's appropriate and reasonable for prosecutors to use their discretion, particularly when the legal standards are under review for possible change. Email evidence has formed the evidentiary record for many SEC enforcement actions in recent years, made possible largely because our regulations require broker dealers to keep certain required records.

Annette Nazareth

 
There's been very significant growing pains, - Annette Nazareth Quotes

There's been very significant growing pains,

Annette Nazareth

 
I think what we have here now is a very significant set of rules, ... I think the Commission has made it clear we will act on these rules tomorrow, but these additional inquiries we're doing will help us find out if we need additional actions. - Annette Nazareth Quotes

I think what we have here now is a very significant set of rules, ... I think the Commission has made it clear we will act on these rules tomorrow, but these additional inquiries we're doing will help us find out if we need additional actions.

Annette Nazareth

 
The terms of the settlement ... align the interests of research analysts with those of investors, without precluding additional rulemaking if needed, - Annette Nazareth Quotes

The terms of the settlement ... align the interests of research analysts with those of investors, without precluding additional rulemaking if needed,

Annette Nazareth

 
The terms of the settlement ... align the interests of research analysts with those of investors, without precluding additional rulemaking if needed. - Annette Nazareth Quotes

The terms of the settlement ... align the interests of research analysts with those of investors, without precluding additional rulemaking if needed.

Annette Nazareth

 
It's a tremendous achievement that the New York Stock Exchange in such a quick way has responded to changes in the marketplace. - Annette Nazareth Quotes

It's a tremendous achievement that the New York Stock Exchange in such a quick way has responded to changes in the marketplace.

Annette Nazareth

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